Legal and regulatory requirements

Legislation

Anti-Money Laundering and Counter-Terrorist Financing (Financial Institutions) Ordinance (Cap. 615)
Drug Trafficking (Recovery of Proceeds) Ordinance (Cap. 405)
Organized and Serious Crimes Ordinance (Cap. 455)
United Nations (Anti-Terrorism Measures) Ordinance (Cap. 575)

Guidelines on anti-money laundering and counter-terrorist financing

Guideline on Anti-Money Laundering and Counter-Terrorist Financing (July 2012)
Prevention of Money Laundering and Terrorist Financing Guideline issued by the Securities and Futures Commission for Associated Entities (April 2012)

Fining Guidelines

SFC Disciplinary Fining Guidelines issued under the Anti-Money Laundering and Counter-Terrorist Financing (Financial Institutions) Ordinance (Cap. 615)

FAQs

FAQs on Anti-Money Laundering and Counter-Terrorist Financing (Financial Institutions) Ordinance (March 2012)